Merchant Banking
₹140.00
SYBFM — SEMESTER – IV
Author: N. Lakshmi Kavitha
Falguni Mathews
FOURTH REVISED EDITION
Description
SYLLABUS
| No. | Modules / Units |
| 1 | Introduction to Merchant Banking |
| Introduction to Merchant banking, Importance, need, functions, Merchant banking services – Project counseling, Loan syndication and Corporate counseling; Pre-issue merchant banking activities – Obtaining stock exchange approvals, action as per SEBI guide lines, Finalizing the appointments with – manager/advisers, Underwriters, Brokers, Bankers, Advertising agency, Drafting and approval of prospectus; Post-issue merchant banking activities – Issue subscription, Allotment of shares, Refunds, Periodical reports to SEBI. | |
| 2 | Initial Public Offering (IPO) |
| Initial Public Offering – Issuance Process, Role of registrar, SEBI guidelines for IPO eligibility, IPO grading, Draft Red Herring Prospectus (DRHP), Listing agreement, Pricing the issue, Book building process, Allotment; SEBI Guidelines in Drafting the Offer Document; Pre and Post launch activities in IPO, SEBI Guidelines on QIP, Rights and Bond Issues | |
| 3 | Issue of DRs, ADRs and CPs |
| Types and Process of Issuing of Depository Receipts (DRs) – American Depository Receipts (ADRs), Global Depository Receipts (GDRs), European Depository Receipts (EDRs), Indian Depository Receipts (IDRs), ADR structure and norms, Indian Depository Receipts (IDRs) and Guidelines; Procedure for issue of Commercial Paper – Credit Rating, Redemption process. | |
| 4 | Issue of Bond and Debentures |
| Procedure for Issue of Bond and Debentures, Foreign currency convertible bonds |
